Brokerage
Latest news, explainers and analysis on Brokerage. Tracking 2 stories on Arth Vani.
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Latest on Brokerage
SEBI Penalizes SMC Global Securities for Compliance Lapses
India's market regulator, SEBI, has imposed a penalty on SMC Global Securities for failing to comply with certain regulatory requirements. This action underscores SEBI's ongoing focus on ensuring adherence to market rules by financial intermediaries.
End of an Era: Institutional Giant CLSA to Rebrand Under Citic Securities
The iconic 40-year-old brokerage brand CLSA is set to be phased out by 2027 as its parent company, Citic Securities, moves to fully integrate the firm. This transition marks a significant shift for a brand that has long been a major influencer of foreign capital flows into the Indian stock markets.
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